The Securities Industry and Financial Services Association (SIFMA), announced December 20 that it has elected a Board of Directors, the same slate that was proposed at the November SIFMA Launch in Boca Raton, Florida, and nominated officers for whom it is expected that the Board will vote at its meeting in January.
SIFMA Co-Chair Ellyn McColgan, who is president of Boston-based Fidelity Brokerage, says in the announcement: "We couldn't have asked for a better group of representatives to advocate on behalf of the industry."
The slate includes three classes of directors who will serve for three years, for two years and one year.
The directors who are nominated for three-year terms that will end in 2009 include:Bernard Beal, CEO, M.R. Beal & CompanyShigesuke Kashiwagi, CEO, Nomura Securities InternationalAlexandra Lebenthal, president, Alexandra & James Jay Levine, co-CEO and co-president, RBS Greenwich CapitalThomas Maheras, CEO of global capital markets, CitigroupBart McDade, global head of equities, Lehman Brothers Inc.Paul Purcell, president & CEO, Baird AdvisorsJohn Taft, president & CEO, RBC Dain RauscherJames Weddle, managing partner, Edward JonesRichard Weil, COO and managing director, PIMCOMark Werner, CEO and head of global markets, Bank of America Securities
The directors who are nominated for two-year terms that will end in 2008 include:James Allen, chairman and CEO, Hilliard LyonsRichard Brueckner, CEO, Pershing LLCNiall Cameron, managing director and global head of traded markets, ABN AMRODeborah Castiglioni, CEO and chief compliance officer, Cutter & Company Brokerage, Inc.Jerry del Missier, co-president, Barclays CapitalArthur Grant, president, Cadaret Grant & Co., Inc.Chet Helck, president & COO, Raymond James and Associates, Inc.Noe Hinojosa, president & CEO, Estrada Hinojosa & Company, Inc.Marten Hoekstra, head of wealth management U.S.A., UBS AGPeter Madoff, senior managing director, Bernard L. Madoff Investment Securities LLCBlythe Masters, global head of currencies and commodities, J.P. Morgan Chase & Co.Ellyn McColgan, president, Fidelity Brokerage CompanyCraig Overlander, senior managing director and co-head of global fixed-income, Bear, Stearns & Co. Inc.Suzanne Shank, president and CEO, Siebert Brandford Shank & Co., LLC
The directors who are nominated for one-year terms that will end in 2007 include:
Tony Ehinger, head of global equities, Credit SuisseEd Forst, executive VP and chief administrative officer, Goldman, Sachs & Co.John Gidman, executive VP, Loomis, Sayles & Company, L.P.James Gorman, president and COO, Morgan StanleyJialin Liu, managing director and head of fixed income, Morgan StanleyDan Ludeman, president and CEO, Wachovia Securities, LLCRobert McCann, president of global private client, Merrill Lynch & Co. Inc.Mark Medford, president and CEO, FTN FinancialBen Plotkin, chairman and CEO, Ryan, Beck & Co.Seth Waugh, CEO, Deutsche Bank AG
At the January 2007 SIFMA board of directors meeting it is expected that the following slate of officers will be elected:Co-ChairsEd Forst, executive VP and chief administrative officer, Goldman, Sachs & Co.Ellyn McColgan, president, Fidelity Brokerage CompanyChair-ElectBlythe Masters, global head of currencies and commodities, J.P. Morgan Chase & Co.Vice ChairPaul Purcell, president and CEO, Baird AdvisorsCo-TreasurersRichard Brueckner, CEO, Pershing LLCCraig Overlander, senior managing director & co-head of global fixed income, Bear, Stearns & Co. Inc.Co-CEO(s)Micah Green, SIFMAMarc Lackritz, SIFMA
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