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Forum Etiquette
Welcome to the Investment Advisor Community Forum. Please review the rules of etiquette before you post.
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Sat Oct 21, 2000 12:01 am
admin  |
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Ethics Watch
Bob Clark wrote in his September column that the CFP Board's proposed ethics revisions are all wet [ article link ]. Now the FPA has weighed in, saying the changes would “weaken, not strengthen, consumer protections” [ article link ]. Do you agree?
Moderator Jamie Green |
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Mon May 21, 2007 9:02 pm
martkurtz |
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Retirement Planning
The Pension Protection Act of 2006 permits advisors to give advice to plan participants—is that a good development for professional advisors, or does it raise too many competitive dangers?
Moderator Melanie Waddell |
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Tue Oct 03, 2006 2:56 pm
TGrzymala3 |
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Broker/Dealers
Resolved: Rule 202(a)—also known as the Merrill Lynch rule—is altering the way independent B/Ds’ operate, to clients’ detriment.
Moderator Kate McBride |
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Wed May 23, 2007 6:31 pm
Vladi |
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